-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1N8tPxVfMPTuW9miz4bYRzgnL+sHk5ateQxrCsdisR6VaDWma0g1wtzcS6if+SD dUfsBbHKRZ6PdMiwXCpH3Q== 0000950152-09-001472.txt : 20090217 0000950152-09-001472.hdr.sgml : 20090216 20090217120142 ACCESSION NUMBER: 0000950152-09-001472 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 GROUP MEMBERS: HASSO PLATTNER GMBH & CO. BETEILIGUNGS-KG GROUP MEMBERS: HASSO PLATTNER VERWALTUNGS-GMBH FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Plattner Hasso CENTRAL INDEX KEY: 0001299083 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 49 06227 743500 MAIL ADDRESS: STREET 1: C/O WIPFLER & PARTNER STREET 2: MAX-PLANCK-STRASSE 8 CITY: WALLDORF STATE: 2M ZIP: D-69190 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAP AKTIENGESELLSCHAFT SYSTEMS APPLICATIONS PRODUCTS IN DATA CENTRAL INDEX KEY: 0001000184 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: I8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54237 FILM NUMBER: 09608967 BUSINESS ADDRESS: STREET 1: NEUROTTSTRABE 16 STREET 2: WALLDORF, FEDERAL REPUBLIC OF GERMAN CITY: NEW YORK STATE: NY ZIP: 69190 BUSINESS PHONE: 0114962277 MAIL ADDRESS: STREET 1: NEUROTTSTRASSE 16 CITY: WALLDORF D 69190 STATE: I8 SC 13G/A 1 l35501asc13gza.htm FORM SC 13G/A FORM SC 13G/A
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 5)*

SAP AG
(f/k/a SAP Aktiengesellschaft Systeme, Anwendungen, Produkte in der Datenverarbeitung)
(Name of Issuer)
ORDINARY SHARES, WITHOUT NOMINAL VALUE
(Title of Class of Securities)
803054204
(CUSIP Number)
DECEMBER 31, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
803054204 
 

 

           
1.   NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

Hasso Plattner GmbH & Co. Beteiligungs-KG
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Federal Republic of Germany
       
  5.   SOLE VOTING POWER
     
NUMBER OF   113,718,960
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   113,718,960
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    0
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  113,718,960
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  9.49%
     
12.   TYPE OF REPORTING PERSON
   
  PN

2


 

                     
CUSIP No.
 
803054204 
 

 

           
1.   NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

Hasso Plattner Verwaltungs-GmbH
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Federal Republic of Germany
       
  5.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   113,718,960*
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    113,718,960*
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  113,718,960
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  9.49%
     
12.   TYPE OF REPORTING PERSON
   
  CO
* Includes 113,718,960 ordinary shares owned by Hasso Plattner GmbH & Co. Beteiligungs-KG. Hasso Plattner Verwaltungs-GmbH exercises voting and dispositive powers of the ordinary shares held by such entity.

3


 

                     
CUSIP No.
 
803054204 
 

 

           
1.   NAME OF REPORTING PERSON

Dr. Hasso Plattner
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Federal Republic of Germany
       
  5.   SOLE VOTING POWER
     
NUMBER OF   24,100*
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   128,963,882**
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   24,100*
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    128,963,882**
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  128,987,982*; **
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  10.72%
     
12.   TYPE OF REPORTING PERSON
   
  IN
* Includes 24,100 American depositary shares, each representing one ordinary share, without nominal value.
** Includes 113,718,960 ordinary shares owned by Hasso Plattner GmbH & Co. Beteiligungs-KG and 15,244,922 ordinary shares owned by Hasso Plattner Főrderstiftung gGmbH. Dr. Plattner exercises voting and dispositive powers with respect to the ordinary shares held by such entities.

4


 

ITEM 1(A). Name of Issuer.
     The name of the issuer is SAP AG (f/k/a SAP Aktiengesellschaft Systeme, Anwendungen, Produkte in der Datenverarbeitung) (the “Company”).
ITEM 1(B). Address of Issuer’s Principal Executive Offices.
     The Company’s principal executive offices are located at Dietmar Hopp Allee 16, 69190 Walldorf, Federal Republic of Germany.
ITEMS 2(A). Name of Person Filing.
     This Amendment No. 5 to Schedule 13G is filed pursuant to a Joint Filing Agreement attached hereto as Exhibit 99 and incorporated herein by reference on behalf of the following persons with respect to an aggregate of 128,987,982 shares of the Company (collectively, the “Shares”) as described below:
     (i) Hasso Plattner Gmbh & Co. Beteiligungs (“Beteiligungs”), with respect to the ordinary Shares owned by it directly owns 113,718,960 Shares.
     (ii) Hasso Plattner Verwaltungs-GmbH (“Verwaltungs”), with respect to the ordinary shares owned by Beteiligungs.
     (ii) Dr. Hasso Plattner, with respect to the 24,100 American depositary shares, each representing one ordinary share, owned directly by him and with respect to the 113,718,960 Shares owned by Beteiligungs and the 15,244,922 Shares owned by Hasso Plattner Förderstiftung, GmbH.
     The foregoing persons are hereinafter referred to collectively as the “Reporting Persons.” Any disclosures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party.
ITEM 2(B). Address of Principal Business Office or, if None, Residence.
     The address of the principal business office of each of the Reporting Persons is c/o Wipfler & Partner, Steuerberater-Sozietat, Max-Planck-Strasse 8, D-69190 Walldorf, Federal Republic of Germany.
ITEM 2(C). Citizenship.
     (i) Hasso Plattner GmbH & Co. Beteiligungs-KG is a limited liability partnership organized under the laws of the Federal Republic of Germany.
     (ii) Hasso Plattner Verwaltungs-GmbH is a corporation organized under the laws of the Federal Republic of Germany.
     (iii) Dr. Hasso Plattner is a citizen of the Federal Republic of Germany.

5


 

ITEM 2(D). Title of Class of Securities.
     Ordinary Shares, without nominal value.
ITEM 2(E). CUSIP Number.
     803054204
ITEM 3. If this Statement is Filed Pursuant to Rules 13d-1(b) or 13d- 2(b) or (c), Check Whether the Person Filing is a:
             
 
  (a)   o   Broker or dealer registered under Section 15 of the Act,
 
           
 
  (b)   o   Bank as defined in Section 3(a)(6) of the Act,
 
           
 
  (c)   o   Insurance Company as defined in Section 3(a)(19) of the Act,
 
           
 
  (d)   o   Investment Company registered under Section 8 of the Investment Company Act of 1940,
 
           
 
  (e)   o   Investment Adviser in accordance with Rule 13d-1 (b)(1)(ii)(E),
 
           
 
  (f)   o   Employee Benefit Plan or Endowment Fund in accordance with 13d-1 (b)(1)(ii)(F),
 
           
 
  (g)   o   Parent Holding Company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G),
 
           
 
  (h)   o   Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act,
 
           
 
  (i)   o   Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940, or
 
           
 
  (j)   o   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
ITEM 4. Ownership.
     The percentages used herein and in the rest of Item 4 are calculated based upon 1,198,193,579 ordinary shares (excluding 48,064,829 treasury shares) of the Company issued and outstanding as of December 31, 2007, as reflected in the Company’s Form 20-F, filed with the Securities and Exchange Commission on April 2, 2008. As of the close of business on December 31, 2008:
         
 
  A.   HASSO PLATTNER GMBH & CO. BETEILIGUNGS-KG
 
       
 
  (a)   Amount beneficially owned: 113,718,960
 
       
 
  (b)   Percent of class: 9.49%

6


 

         
 
  (c)   (i) Sole power to vote or direct the vote: 113,718,960
 
       
 
      (ii) Shared power to vote or direct the vote: 0
 
       
 
      (iii) Sole power to dispose or direct the disposition: 113,718,960
 
       
 
      (iv) Shared power to dispose or direct the disposition: 0
 
       
 
  B.   HASSO PLATTNER VERWALTUNGS-GMBH
 
       
 
  (a)   Amount beneficially owned: 113,718,960
 
       
 
  (b)   Percent of class: 9.49%
 
       
 
  (c)   (i) Sole power to vote or direct the vote: 0
 
       
 
      (ii) Shared power to vote or direct the vote: 113,718,960
 
       
 
      (iii) Sole power to dispose or direct the disposition: 0
 
       
 
      (iv) Shared power to dispose or direct the disposition: 113,718,960
 
       
 
  D.   DR. HASSO PLATTNER
 
       
 
  (a)   Amount beneficially owned: 128,987,982
 
       
 
  (b)   Percent of class: 10.72%
 
       
 
  (c)   (i) Sole power to vote or direct the vote: 24,100
 
       
 
      (ii) Shared power to vote or direct the vote: 128,963,882
 
       
 
      (iii) Sole power to dispose or direct the disposition: 24,100
 
       
 
      (iv) Shared power to dispose or direct the disposition: 128,963,882
ITEM 5. Ownership of Five Percent or Less of a Class
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o
ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person.
     To the knowledge of the Reporting Persons, other persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares. However, no such persons have an interest in more than five percent of the ordinary shares.

7


 

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
          Not Applicable.
ITEM 8. Identification and Classification of Members of the Group.
          Not Applicable.
ITEM 9. Notice of Dissolution of Group.
          Not Applicable.
ITEM 10. Certification.
          Not Applicable.

8


 

SIGNATURES
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 17, 2009
         
  HASSO PLATTNER GMBH & CO.
BETEILIGUNGS-KG
 
 
  By:   Hasso Plattner Verwaltungs-GmbH, as sole
general partner  
 
         
     
  By:   /s/ Dr. Hasso Plattner   
    Name:   Dr. Hasso Plattner   
    Title:   Managing Director   
 
         
  HASSO PLATTNER VERWALTUNGS-GMBH
 
 
  By:   /s/ Dr. Hasso Plattner  
    Name:   Dr. Hasso Plattner   
    Title:   Managing Director   
         
     
  /s/ Dr. Hasso Plattner  
  DR. HASSO PLATTNER   
     

9


 

         
EXHIBIT INDEX
         
EXHIBIT NO.   EXHIBIT DESCRIPTION
 
  99    
Joint Filing Agreement, as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.

10

EX-99 2 l35501aexv99.htm EX-99 EX-99
Exhibit 99
JOINT FILING AGREEMENT
     Each of the undersigneds hereby agrees that the statement on Schedule 13G/A (Amendment No. 4) with respect to the ordinary shares, without nominal value, of SAP AG (f/k/a SAP Aktiengesellschaft Systeme, Anwendungen, Produkte in der Datenverarbeitung) is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigneds pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended. Each of the undersigneds hereby further agrees that this Joint Filing Agreement be included as an exhibit to such statement and any such amendment. This Joint Filing Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
Dated: February 10, 2009
         
  HASSO PLATTNER GMBH & CO.
BETEILIGUNGS-KG
 
 
  By:   Hasso Plattner Verwaltungs-GmbH, as sole general partner   
         
     
  By:   /s/ Dr. Hasso Plattner  
    Name:   Dr. Hasso Plattner   
    Title:   Managing Director   
 
         
  HASSO PLATTNER FÖRDERSTIFTUNG
gGMBH
 
 
  By:   /s/ Dr. Hasso Plattner  
    Name:   Dr. Hasso Plattner   
    Title:   Managing Partnerr   
         
     
  /s/ Dr. Hasso Plattner  
  DR. HASSO PLATTNER   
     

 

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